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Alabama Rules of Civil Procedure
State of Alabama
Process Serving Law
Rule 4. Process: General and Miscellaneous Provisions |
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Summons or Other Process. |
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(1) |
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Issuance. Upon the filing of the complaint or other document required to be served in the manner of an original complaint
the clerk shall forthwith issue the required summons or other process for service upon each defendant. Upon request of the
plaintiff separate or additional summons shall issue at any time against any defendant. |
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(2) |
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Form. The summons, or other process or each of them in cases involving multiple defendants, shall be signed by the clerk,
contain the name of the court and the name of the first party on each side with an appropriate indication of other parties
in cases involving multiple parties, be directed to the defendant or each defendant in cases involving multiple defendants,
state the name and address of the plaintiff's attorney, if any, otherwise the plaintiff's address, and the time within which
these rules require the defendant to appear and defend, and shall notify the defendant that, in case of the defendant's failure
to do so, judgment by default will be rendered against the defendant for the relief demanded in the complaint. |
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(3) |
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Copy of Complaint or Other Document. A copy of the complaint or other document to be served shall be attached to each
summons or other process. The plaintiff shall furnish the clerk with sufficient copies of the complaint or other document
to be served. |
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(4) |
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Plaintiff and Defendant Defined. For the purpose of issuance and service of summons or other process, "plaintiff" shall
include any party seeking the issuance of service of summons, and "defendant" shall include any party upon whom service of
summons or other process is sought. |
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(5) |
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Instructions and Form. The plaintiff shall furnish the clerk with instructions for service of the complaint or other document
and, when requested by the clerk, the plaintiff shall also furnish sufficient properly completed copies of the summons or
other process. When the plaintiff has requested service by certified mail, the plaintiff, at the request of the clerk, shall
also furnish properly completed postal forms necessary for such service. |
| (b) |
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Limits of Effective Service. All process may be served anywhere in this state and, when authorized by law or by
these rules, may be served outside this state. |
| (c) |
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Upon Whom Process Served. Service of process, except service by publication as provided in Rule 4.3, shall be made
as follows: |
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(1) |
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Individual. Upon an individual, other than a minor or an incompetent person, by serving the individual or by leaving a
copy of the summons and the complaint at the individual's dwelling house or usual place of abode with some person of suitable
age and discretion then residing therein or by delivering a copy of the summons and the complaint to an agent authorized by
appointment or by law to receive service of process; |
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(2) |
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Minor. Upon a minor by serving any one of the following: the father, the mother, the guardian, the individual having care
of the minor or with whom the minor lives, or the spouse, if the minor is married, and, if the minor is over the age of twelve
years, by also serving the minor personally; |
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(3) |
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Incompetent Not Confined. Upon an incompetent person by serving the incompetent and that person's guardian but, if no
guardian has been appointed, by serving the incompetent and a person with whom the incompetent lives or a person who cares
for the incompetent; |
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(4) |
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Incompetent Confined. Upon an incompetent person not having a guardian and confined in any institution for the mentally
ill or mentally deficient, by serving the superintendent of the institution or similar official or person having the responsibility
for custody of the incompetent person; |
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(5) |
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Incarcerated Person. Upon an individual incarcerated in any penal institution or detention facility within this state,
by serving the individual, except that when the individual to be served is a minor, by serving any one of the following: the
father, the mother, the guardian, the individual having care of the minor, or the spouse, if the minor is married, and, if
the minor is over the age of twelve (12) years by serving the minor personally; |
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(6) |
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Corporation. Upon a corporation, either domestic or foreign, by serving the agent authorized by appointment or by law to receive
service of process or by serving the corporation by certified mail at any of its usual places of business or by serving an
officer or an agent of the corporation; |
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(7) |
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Partnership. Upon a partnership, a limited partnership, or a limited partnership association, by serving the entity by
certified mail at any of its usual places of business or by serving a partner, limited partner, or manager or member; |
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(8) |
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Unincorporated Organization or Association. Upon an unincorporated organization or association by serving it in its entity
name by certified mail at any of its usual places of business or by serving an officer or agent of any such organization or
association or an officer or agent of any branch or local office of the organization or association; |
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(9) |
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Professional Association, Professional Corporation, or Limited Liability Company. Upon a professional association, a professional
corporation, or a limited liability company, by serving the association, corporation, or company in the entity's name by certified
mail at the place where the entity's offices are maintained or by serving a shareholder, or by serving the agent authorized
by appointment or by law to receive service of process; |
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(10) |
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State. Upon this state or any one of its departments, offices, and institutions, by serving the officer responsible for
the administration of the department, office, or institution, and by serving the attorney general of this state; |
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(11) |
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County. Upon a county or upon any of its offices, agencies, districts, departments, institutions, or administrative units,
by serving the chairman or presiding officer or member of the governing body of such county. |
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(12) |
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Municipal Corporation. Upon a municipal corporation or upon any of its offices, departments, agencies,
authorities, institutions, or administrative units, by serving the mayor or the presiding officer or councilman, commissioner,
or other member of the municipal corporation. |
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(13) |
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Other Governmental Entity. Upon any governmental entity not mentioned above, by serving the person, officer, group, or
body responsible for the administration of that entity or by serving the appropriate legal officer, if any, representing the
entity. Service upon any person who is a member of the "group" or "body" having responsibility for the administration of the
entity shall be sufficient. |
| (d) |
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Amendment. The court, within its discretion and upon such terms as are just, may at any time allow or approve the
amendment of any process or proof of service thereof, unless the amendment would cause material prejudice to the substantial
rights of the party against whom the process was issued. |
| (e) |
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Service Refused. If service of process is refused, and the certified mail receipt or the return of the person serving
process states that service of process has been refused, the clerk shall send by ordinary mail a copy of the summons or other
process and complaint or other document to be served to the defendant at the address set forth in the complaint or other document
to be served. Service shall be deemed complete when the fact of mailing is entered of record. |
| (f) |
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Multiple Defendants; Incomplete Service; Dismissal of Fictitious Defendants. When there are multiple defendants
and the summons (or other document to be served) and the complaint have been served on one or more, but not all, of the defendants,
the plaintiff may proceed to judgment as to the defendant or defendants on whom process has been served and, if the judgment
as to the defendant or defendants who have been served is final in all other respects, it shall be a final judgment. After
the entry of judgment, if the plaintiff is able to obtain service on a defendant or defendants not previously served (except,
however, defendants designated as fictitious parties as allowed by Rule 9(h), who shall be deemed to have been dismissed voluntarily
when the case was announced ready for trial against other defendants sued by their true names), the court shall hear and determine
the matter as to such defendant or defendants in the same manner as if such defendant or defendants had originally been brought
into court, but such defendant or defendants shall be allowed the benefit of any payment or satisfaction which may have been
made on the judgment previously entered in the action. |
| (g) |
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Effect of Availability of Alternative or Dual Modes of Service of Process. There shall be no objection to the service
of process or notice to litigants, that two or more modes of service of notice are provided by law or under these rules; but
service of notice perfected in any one manner or mode which is provided for by law or under these rules shall be deemed sufficient,
notwithstanding other modes or manner of service and notice are provided by law or under these rules. |
| (h) |
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Acceptance or Waiver of Service. A defendant or the defendant's attorney may accept or waive service of process,
provided that said acceptance or waiver is in writing and signed by the defendant and a credible witness. |
| (dc) |
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District Court Rule. Rule 4 applies in the district courts. (Amended 6/17/75; Amended 10/14/76, effective 1/16/77;
Amended 1/4/82, eff. 3/1/82; Amended 1/21/86, eff. 9/1/87; Amended eff. 6/20/89; Amended eff. 8/1/92; Amended eff. 10/1/95.
Committee Comments See Committee Comments following Rule 4.4. |
| Rule 4.1 Process: Methods of In-State Service |
| (a) |
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Methods of Service. All service of process within this state shall be made as provided in this rule except when
service by publication is available pursuant to Rule 4.3. Service within this state under this rule shall include delivery
by a process server and service by certified mail; and each of the foregoing methods of service shall be deemed to confer
in personam jurisdiction. Unless otherwise requested or permitted by these rules, service of process within this state shall
be made by delivery by a process server. |
| (b) |
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Delivery by a Process Server. |
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(1) |
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By Sheriff or Constable. When process issued from any court subject to the provisions of these rules is to be delivered
personally, the clerk of the court shall deliver or mail the process and sufficient copies of the process and complaint, or
other documents to be served, to the sheriff or constable of the county in which the party to be served resides or may be
found. |
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(2) |
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By Designated Person. As an alternative to delivery by the sheriff, process issuing from any court governed by these rules
may be delivered by the clerk to any person not less than eighteen (18) years of age, who is not a party and who has been
designated by order of the court to make service of process. |
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(3) |
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How Served and Returned. The person serving process shall locate the person to be served and shall deliver a copy of the
process and accompanying documents to the person to be served. When the copy of the process has been delivered, the person
serving process shall endorse that fact on the process and return it to the clerk, who shall make the appropriate entry on
the docket sheet relating to the action. The return of the person serving process in the manner described herein shall be
prima facie evidence that process has been served. |
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(4) |
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Failure of Service. When the person serving process is unable to serve a copy of the process within thirty (30) days, the
person serving process shall endorse that fact and the reason therefor on the process and return the process and copies to
the clerk who shall make the appropriate entry on the docket sheet of the action. In the event of failure of service, the
clerk shall forthwith notify, by mail, the attorney of record or if there is no attorney of record, the party at whose instance
process was issued. The clerk shall enter the fact of notification on the docket sheet of the action. Failure to make service
within the thirty(30)-day period and failure to make proof of service do not affect the validity of service. |
| (c) |
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Service by Certified Mail. |
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(1) |
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When Proper. When the plaintiff files a written request with the clerk for service by certified mail, service of process
shall be made by that method. |
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(2) |
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How Served. In the event of service by certified mail, the clerk shall place a copy of the process and complaint or other
document to be served in an envelope and shall address the envelope to the person to be served with instructions to forward.
The clerk shall affix adequate postage, and place the sealed envelope in the United States mail as certified mail with instructions
to forward, return receipt requested, with instructions to the delivering postal employee to show to whom delivered, date
of delivery, and address where delivered. When the person to be served is an individual, the clerk shall also request restricted
delivery, unless otherwise ordered by the court. The clerk shall forthwith enter the fact of mailing on the docket sheet of
the action and make a similar entry when the return receipt is received. |
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(3) |
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When Effective. Service by certified mail shall be deemed complete and the time for answering shall run from the date
of delivery to the named addressee or the addressee's agent as evidenced by signature on the return receipt. |
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(4) |
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Failure of Delivery. If the receipt shows failure of delivery to the addressee or the addressee's agent, the clerk shall
follow the notification procedure set forth in subsection (b)(4) of this rule. Failure to make service within the thirty-day
period and failure to make proof of service do not affect the validity of service. |
| (dc) |
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District Court Rule. Rule 4.1 applies in the district courts. (Adopted 10/14/76, effective 1/16/77; Amended
8/1/92; Amended eff. 10/1/95.) Committee Comments See Committee Comments following Rule 4.4. |
| Rule 4.2 Process: Basis For and Methods of Out-Of-State Service |
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Basis for Out-of-State Service. |
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(1) |
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When Proper. Appropriate basis exists for service of process outside of this state upon a person in any action in this
state when (A) the person is, at the time of the service of process, either a nonresident of this state or a resident of this
state who is absent from the state, and (B) the person has sufficient contacts with this state, as set forth in subdivision
(a)(2) of this rule, so that the prosecution of the action against the person in this state is not inconsistent with the constitution
of this state or the Constitution of the United States, or, the person is sued in the capacity of executor, administrator,
or other personal representative of an estate for the acts or omissions of a decedent or ward, and the person so sued does
not otherwise have sufficient contacts with this state in that capacity, but the decedent or ward would have been deemed to
have sufficient contacts with this state if the action could have been maintained against the decedent or ward. |
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(2) |
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Sufficient Contacts. A person has sufficient contacts with the state when that person, acting directly or by agent, is
or may be legally responsible as a consequence of that person's: |
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(A) |
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transacting any business in this state; |
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(B) |
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contracting to supply services or goods in this state; |
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(C) |
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causing tortious injury or damage by an act or omission in this state including but not limited to actions arising out
of the ownership, operation or use of a motor vehicle, aircraft, boat or watercraft in this state; |
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(D) |
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causing tortious injury or damage in this state by an act or omission outside this state if the person regularly does
or solicits business, or engages in any other persistent course of conduct or derives substantial revenue from goods used
or consumed or services rendered in this state; |
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(E) |
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causing injury or damage in this state to any person by breach of warranty expressly or impliedly made in the sale of
goods outside this state when the person might reasonably have expected such other person to use, consume, or be affected
by the goods in this state, provided that the person also regularly does or solicits business, or engages in any other persistent
course of conduct, or derives substantial revenue from goods used or consumed or services rendered in this state; |
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(F) |
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having an interest in, using, or possessing real property in this state; |
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(G) |
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contracting to insure any person, property, or risk located within this state at the time of contracting; |
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(H) |
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living in the marital relationship within this state notwithstanding subsequent departure from this state, as to all obligations
arising from alimony, custody, child support, or property settlement, if the other party to the marital relationship continues
to reside in this state; or |
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(I) |
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otherwise having some minimum contacts with this state and, under the circumstances, it is fair and reasonable to require
the person to come to this state to defend an action. The minimum contacts referred to in this subdivision (I) shall be deemed
sufficient, notwithstanding a failure to satisfy the requirement of subdivisions (A)-(H) of this subsection (2), so long as
the prosecution of the action against a person in this state is not inconsistent with the constitution of this state or the
Constitution of the United States. |
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(3) |
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"Person" Defined. This term "person" as used herein includes an individual, that person's executor, administrator, or
other personal representative, or a corporation, partnership, association, or any other legal or commercial entity. |
| (b) |
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Methods of Out-of-State Service. All service of process outside of this state shall be made as set forth below
except when service by publication is available pursuant to Rule 4.3. Service outside of this state under this rule shall
include service by certified mail and delivery by a process server; and each method shall be deemed to confer in personam
jurisdiction. Unless otherwise requested or permitted by these rules, service of process outside this state shall be made
by certified mail. |
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(1) |
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Certified Mail. |
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(A) |
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How Served. The clerk shall place a copy of the process and complaint or other document to be served in an envelope and
shall address the envelope to the person to be served at that person's last known address with instructions to forward. The
clerk shall affix adequate postage and place the sealed envelope in the United States mail as certified mail return receipt
requested with instructions to the delivering postal employee to show to whom delivered, date of delivery, and address where
delivered. When the person to be served is an individual, the clerk shall also request restricted delivery, unless otherwise
ordered by the court. The clerk shall forthwith enter the fact of mailing on the docket sheet of the action and make a similar
entry when the return receipt is received. |
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